Third Lake Partners, LLC (Tampa)


Third Lake Partners, LLC is a large advisory firm based in Tampa. It manages $127.17 million of regulatory assets for 4 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of Florida.

Third Lake Partners provides financial planning services, portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, selection of other advisers, and educational seminars and workshops. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Third Lake Partners: assets under management

The assets under management (AUM) of Third Lake Partners, LLC is $127.17 million. The company doesn't manage any assets belonging to foreign clients.

The firm manages $61.42 million in discretionary accounts and $65.75 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $20.47 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $65.75 million.

Investments

The firm invests in pooled investment vehicles the most. They account for 100% of the total AUM.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Third Lake Partners, LLC for their services and products based on a percentage of assets under management, hourly charges, and performance-based fees. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Third Lake Partners serves?

The firm provides services to high net worth individuals and pooled investment vehicles. The largest group of clients of Third Lake Partners is high net worth individuals with 0 clients and $65.75 million of assets under management. Among the 6 most similar advisory firms, Third Lake Partners has the 3rd highest percentage of high net worth individuals out of all clients.

The amount of regulatory assets under management is $127.17 million for 3 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

Third Lake Partners also advises several private funds. Namely, three real estate funds. The minimum investment commitment required of non-related persons is $1,000,000 for each fund.

Careers at Third Lake Partners, LLC

The company employs 11 people that are either part- or full-time employees. 82 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Llc Galileo Investment Partners Owner 1 Nov 2018 25% - 50% 83-2276492
Kenneth Paul Jones Chairman, ceo 1 Nov 2018 Other 2508322
Robert Stanton Forsythe President, coo 1 Nov 2018 Other 7082858
Llc Acrobat Capital Partners Owner 1 Nov 2018 25% - 50% 83-2289382
Llc Ten Pe Tlp Owner 1 Nov 2018 Other 46-3538072
Steven James Graham Chief compliance officer 1 Mar 2019 Other 7082898

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Kenneth Paul Jones Member 1 Oct 2018 75% - 100% 2508322
Robert Stanton Forsythe Member 1 Oct 2018 75% - 100% 7082858
Todd Ronald Wanek Manager 1 Oct 2018 Other 7082871
Llc Tl Capital Owner 1 Oct 2018 75% - 100% 45-3579666
Todd Ronald Wanek Manager and owner 1 Nov 2018 50% - 75% 7082871

Based in Tampa

The principal office where Third Lake Partners, LLC performs its advisory services is located at 1600 E 8 Th Ave, Tampa, FL 33605, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number (813) 497-8100 or by fax (813) 497-8101. The normal business hours are 9:00am - 5:00pm on Monday - Friday. You can find more information about the New York firm at thirdlake.com/ and its LinkedIn profile.