Nfp Corporate Services (Mn), Inc. (Plymouth)


Nfp Corporate Services (Mn), Inc. is a large advisory firm based in Plymouth. It manages $1.41 billion of regulatory assets for 670 client accounts. It has been registered with the SEC as an adviser since 2015 and has operated in the jurisdiction of Minnesota.

Nfp Corporate Services (Mn) provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, pension consulting services, selection of other advisers, and educational seminars and workshops. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

Nfp Corporate Services (Mn): assets under management

The assets under management (AUM) of Nfp Corporate Services (Mn), Inc. is $1.41 billion. The firm's AUM has gone down by -6% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $162.91 million in discretionary accounts and $1.25 billion in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $289.36 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $11.67 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Nfp Corporate Services (Mn), Inc. for their services and products based on a percentage of assets under management, hourly charges, fixed fees, and commissions. Commissions are paid and earned by the adviser when a trade or a sales of an investment is made. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Nfp Corporate Services (Mn), Inc.

Brett Ronald Schneider has been acting as President since 1 Jan 2009. Edward George O'malley joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Nfp Corp. Shareholder 1 Jan 1999 75% - 100% 13-4029115
Anthony Allen Cardinal Director,executive vice president, treasurer and chief compliance officer 1 Jan 2001 Other 1907461
Thomas Earl Miller Director and president 1 Jan 2001 Other 1639180
James Richard Sarych Director and executive vice president 1 Jan 2001 Other 1953837
Brett Ronald Schneider Director 1 Jan 2009 Other 5636953
Lori Michell Lieser Vice president 1 Jan 2009 Other 2131475
Suzanne F Spradley Vice president 1 Oct 2014 Other 6020625
Veronica Ei Chun Moo Vice president, assistant secretary 1 Oct 2014 Other 5867442
Michael Andrew Evan Vice president 1 Oct 2014 Other 6292441
Edward George O'malley Director 1 Feb 2015 Other 5902666

Indirect Owners

The SEC currently registers 10 indirect owners.

Name Entity Date acquired Ownership Employer ID
Patriot Intermediate Holdings B. Corp. Owner 1 Jul 2013 75% - 100% 46-2704384
Patriot Intermediate Holdings A. Corp Owner 1 Jul 2013 75% - 100% 46-2723281
Llc Patriot Investment Holdings Owner 1 Jul 2013 75% - 100% 30-0781325
L.P. Madison Dearborn Capital Partners Vi A Owner 1 Jul 2013 75% - 100% 26-1274415.
L.P. Madison Dearborn Partners Vi A&C General partner 1 Jul 2013 Other 26-1267403
Madison Dearborn Partners General partner 1 Jul 2013 Other 157349
Nfp Intermediate Holdings B. Corp Owner 1 Jul 2013 75% - 100% 46-2704384
Nfp Intermediate Holdings A. Corp Owner 1 Jul 2013 75% - 100% 46-2723281
Llc Nfp Holdings Owner 1 Jul 2013 75% - 100% 30-0781325
Llc Nfp Parent Co Owner 1 Oct 2014 75% - 100% 47-1953275

Based in Plymouth

The principal office where Nfp Corporate Services (Mn), Inc. performs its advisory services is located at 9655 Schmidt Lake Road, Plymouth, MN 55442, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 763-450-1800 or by fax 763-450-1801. The normal business hours are 8 a.m. - 5 p.m. on Monday - Friday. You can find more information about the New York firm at nfpmn.com.