Pacwest Financial Management, Inc. (Phoenix)

Name: Pacwest Financial Management, Inc.
Address: 1643 E. Bethany Home Rd., Phoenix, AZ, 85016
Telephone: 602-997-8882

Pacwest Financial Management, Inc. is a large advisory firm based in Phoenix. It manages $225.8 million of regulatory assets for 442 client accounts. It has been registered with the SEC as an adviser since 2002 and has operated in the jurisdictions of Arizona and Texas.

Pacwest Financial Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, publication of newsletters, and educational seminars and workshops. It prepares financial plans for more than 25 clients. On top of advisory services, the firm doesn't engage in other business activities.

Pacwest Financial Management: assets under management

The assets under management (AUM) of Pacwest Financial Management, Inc. is $225.8 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 12% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $225.8 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $510.86 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Pacwest Financial Management, Inc. for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Pacwest Financial Management, Inc.

Elliot Craig Kauffman joined the executive team most recently as the Chief Compliance Officer.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Grace Lau	Chief executive officer	1 Mar 1997	75% - 100%	2766928
Mindy Lee Ying	Executive vice president	1 Mar 1997	50% - 75%	4378700
Therese Mary Eisenhauer	Portfolio manager/compliance/director of fixed income	1 Apr 2000	Other	1282683
Matthew James Henderson	Portfolio manager/director of research	1 Jan 2001	Other	2565726
John Eldon Reimer	Portfolio manager/equity research	1 Aug 2001	Other	2066520
Jane Yuchin Hu	Operations manager-ca	1 Dec 2001	Other	2472210
Carter Allen Pearl	Portfolio manager	1 May 2002	Other	1226543
Christine Marie Bell	Director of operations/compliance specialist	1 Jun 2002	Other	1864647
Christine Marie Bell	Chief compliance officer	1 Jan 2004	Other	1864647
Elliot Craig Kauffman	Chief compliance officer	1 Dec 2006	Other	2511535

Based in Phoenix

The principal office where Pacwest Financial Management, Inc. performs its advisory services is located at 1643 E. Bethany Home Rd., Phoenix, AZ 85016, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 602-997-8882 or by fax 602-997-8887. The normal business hours are 8:00 am - 4:30 pm on Monday - Friday. You can find more information about the New York firm at pacwestfn.com.