Financial Mountain Inc (Boulder)


Financial Mountain Inc is an adviser based in Boulder. It manages $57.96 million of regulatory assets for 579 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdiction of Colorado.

Financial Mountain provides financial planning services and portfolio management for individuals and small businesses. It prepares financial plans for more than 100 clients. On top of advisory services, the firm doesn't engage in other business activities.

Financial Mountain: assets under management

The assets under management (AUM) of Financial Mountain Inc is $57.96 million. The firm's AUM has grown by 78% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $50.96 million in discretionary accounts and $7 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $89.09 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Financial Mountain Inc for their services and products based on a percentage of assets under management and hourly charges. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Financial Mountain Inc

Robert David Zimberg has been acting as President since 1 Dec 1991. Michelle Annette Doucet joined the executive team most recently as the Secretary.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Robert David Zimberg President 1 Dec 1991 75% - 100% 4349021
Gale Alan Pittenger Secretary 1 Dec 1991 25% - 50% 4349070
Mark Henning Adolfson Planner 1 Nov 1994 Other 4349106
Michelle Annette Doucet Secretary 1 Dec 2009 Other 5756395

Based in Boulder

The principal office where Financial Mountain Inc performs its advisory services is located at 2006 Broadway Suite 202, Boulder, CO 80302 The mailing address of the firm is Po Box E, Boulder, CO 80306 1236. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-351-1517 or by fax 303-484-7084. The normal business hours are 9am-4pm on Other.