Palos Management Inc. (Montreal, Quebec)


Palos Management Inc. is an adviser based in Montreal, Quebec. It manages $138.87 million of regulatory assets for 5 client accounts. It has been registered with the SEC as an adviser since 2019 and has operated in the jurisdiction of New York.

Palos Management provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Palos Management: assets under management

The assets under management (AUM) of Palos Management Inc. is $138.87 million, all of which is managed in discretionary accounts. $138.87 million of the total AUM is attributable to clients outside of the United States.

The firm manages $138.87 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $27.77 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Palos Management Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients Palos Management serves?

The only and largest group of clients of Palos Management is pooled investment vehicles with 5 clients and $138.87 million of assets under management. Among the 9 most similar advisory firms, Palos Management has the 2nd highest percentage of pooled investment vehicles out of all clients.

The amount of regulatory assets under management is $138.87 million for 5 clients. 100% of the firm’s clients are foreign persons or businesses.

Palos Management doesn't advise any private funds.

Careers at Palos Management Inc.

The company employs 12 people that are either part- or full-time employees. 17 percent of the employees work as investment advisers or researchers. No employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Alain Lizotte Chief financial officer 1 Nov 2011 Other 7122820
Alain Nmn Lizotte Chief financial officer 1 Nov 2011 Other 7122820
Palos Capital Corporation Owner 1 Jun 2016 75% - 100% foreign entity
Francine Duchesne Chief compliance officer 1 May 2019 Other 7122819
Francine Nmn Duchesne Chief compliance officer 1 May 2019 Other 7122819

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Marleau Capital Corporation Majority owner 1 Feb 1999 50% - 75% foreign entity
Charles Marleau President 1 Feb 1999 50% - 75% 7122829
Philippe Marleau Owner 1 Feb 1999 50% - 75% 7137897
Charles Olivier Marleau President 1 Feb 1999 50% - 75% 7122829
Philippe Nmn Marleau Owner 1 Feb 1999 50% - 75% 7137897

Based in Montreal, Quebec

The principal office where Palos Management Inc. performs its advisory services is located at 1 Place Ville Marie, Montreal, Quebec, H3 B 2 B6, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 514-397-0188 or by fax 514-397-0199. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday. You can find more information about the New York firm at palos.ca/.