ALPha Capital Management Group LLC (Centennial)


ALPha Capital Management Group LLC is a large advisory firm based in Centennial. It manages $275.34 million of regulatory assets for 795 client accounts. It has been registered with the SEC as an adviser since 2016 and has operated in the jurisdictions of Arizona, California, Colorado, and 15 other states.

ALPha Capital Management Group provides financial planning services, portfolio management for individuals and small businesses, pension consulting services, and selection of other advisers. It prepares financial plans for more than 50 clients. On top of advisory services, the firm doesn't engage in other business activities.

ALPha Capital Management Group: assets under management

The assets under management (AUM) of ALPha Capital Management Group LLC is $275.34 million. The firm's AUM has grown by 75% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $173.65 million in discretionary accounts and $101.69 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $332.66 thousand each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $372.51 thousand.
ALPha Capital Management Group has custody of $140 million in cash and securities for 200 clients in total but doesn’t act as a qualified custodian.

Investments

The firm invests in exchange traded securities the most. They account for 50% of the total AUM. The second-largest asset type is state and local bonds, which make up 18% of the firm’s portfolio. Investments in government bonds form 16% of the total invested assets.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay ALPha Capital Management Group LLC for their services and products based on a percentage of assets under management and fixed fees. Flat-fee based compensation is the most transparent and the one you can safely predict in advance. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

What kind of clients ALPha Capital Management Group serves?

The firm provides services to individuals, charitable organizations, high net worth individuals, and pension and profit sharing plans. The largest group of clients of ALPha Capital Management Group is individuals with 416 clients and $146.44 million of assets under management. Among the 7 most similar advisory firms, ALPha Capital Management Group has the highest percentage of individuals out of all clients.

The amount of regulatory assets under management is $275.34 million for 475 clients that can include trusts, estates, and 401(k) plans and IRAs of individuals and their family members. None of the firm’s clients are foreign persons or businesses.

ALPha Capital Management Group doesn't advise any private funds.

Careers at ALPha Capital Management Group LLC

The company employs 8 people that are either part- or full-time employees. 75 percent of the employees work as investment advisers or researchers. 6 employees are registered as investment adviser representatives with the state securities authorities.

There isn’t anyone with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Dora Louise Monahan Member 1 Jul 2015 Other 4763574
Douglas Walter Campbell Member,cco 1 Jul 2015 Other 1157205
Garrison Wells Campbell Member 1 Jul 2015 Other 5589329
Mark Andrew Ell Member 1 Jul 2015 Other 6238198
Ian Douglas Campbell Member 1 Jul 2015 Other 6294520
Loredana Schwartz Cco 1 Feb 2017 Other 6539488
Loredana I Napodano Cco 1 Feb 2017 Other 6539488
Llc Dd Capital Managing member 1 Jan 2019 25% - 50% 47-4619932
Llc Elevate Wealth Management Managing member 1 Jan 2019 Other 47-4619772
Llc Business Wealth Management Strategies Managing member 1 Jan 2019 Other 47-4616428
Llc Gc Capital Managing member 1 Jan 2019 Other 47-4620793

Indirect Owners

The SEC currently registers 5 indirect owners.

Name Entity Date acquired Ownership Employer ID
Mark Andrew Ell Member 1 Jan 2019 75% - 100% 6238198
Garrison Wells Campbell Member 1 Jan 2019 75% - 100% 5589329
Ian Douglas Campbell Member 1 Jan 2019 75% - 100% 6294520
Dora Louise Monahan Member 1 Dec 2019 50% - 75% 4763574
Douglas Walter Campbell Member 1 Dec 2019 50% - 75% 1157205

Based in Centennial

The principal office where ALPha Capital Management Group LLC performs its advisory services is located at 6465 Greenwood Plaza Blvd.,, Centennial, CO 80111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303-900-1919 or by fax 303-600-0276. The normal business hours are 8am to 5pm on Monday - Friday. You can find more information about the New York firm at alphacmg.com.