Rock Crest Capital LLC is a large advisory firm based in Darien. It manages $71 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2005 and has operated in the jurisdiction of Connecticut.
Rock Crest Capital provides portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Rock Crest Capital LLC is $71 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 136% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has several streams of revenue. Clients pay Rock Crest Capital LLC for their services and products based on a percentage of assets under management and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The principal office where Rock Crest Capital LLC performs its advisory services is located at 23 Old Kings Highway South, Darien, CT 06820, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 203-656-8188 or by fax 203-662-0577. The normal business hours are 8 am to 6 pm on Monday - Friday. You can find more information about the New York firm at www.rockcrestcapital.com.