Tiaa Cref Trust Company, Fsb (St Louis)


Tiaa Cref Trust Company, Fsb is a large advisory firm based in St Louis. It manages $3.26 billion of regulatory assets for 2,772 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of Alabama, Alaska, Arizona, and 43 other states.

Tiaa Cref Trust Company, Fsb provides portfolio management for individuals and small businesses and portfolio management for pooled investment vehicles. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Tiaa Cref Trust Company, Fsb: assets under management

The assets under management (AUM) of Tiaa Cref Trust Company, Fsb is $3.26 billion. The firm's AUM has grown by 164% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $2.87 billion in discretionary accounts and $386.22 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $1.17 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $1.2 million.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Tiaa Cref Trust Company, Fsb for their services and products based on a percentage of assets under management and fixed fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Tiaa Cref Trust Company, Fsb

John Herron Biggs has been acting as President since 1 May 1998. Susan Ellen Fitzsimmons joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
John Herron Biggs Director 1 May 1998 Other 1722873
Charles Henry Stamm Director 1 May 1998 Other 1926783
James Gazzoli Director, president, chief executive officer & chief operating officer 1 May 1998 Other 2897137
Douglas Anthony Rothermich Vice president and secretary 1 May 1998 Other 4366582
Inc. Tct Holdings Shareholder 1 May 1998 75% - 100% 13-3986052
John Raymond Jordan Director 1 May 1998 Other 4366724
William Arno Peck Director 1 May 1998 Other 4366728
Joseph James Gazzoli Director, president, chief executive officer & chief operating officer 1 May 1998 Other 2897137
Joseph John Gazzoli Director, president, ceo & coo 1 May 1998 Other 2897137
Charles H. Stamm Director 1 May 1998 Other 1926783
David Alan Shunk Director 1 May 1999 Other 423038
Stella Kay Love Treasurer and chief financial officer 1 Jan 2000 Other 3068032
Martin Epler Galt Director 1 Mar 2000 Other 2930975
Lisa Snow Chief legal officer 1 Mar 2000 Other 1814473
Bruce Alan Fultone Chief compliance officer 1 Mar 2001 Other 3083978
Bruce Alan Fulton Chief compliance officer 1 Mar 2001 Other 3083978
John Thomas Zensen Chief compliance officer 1 Feb 2003 Other 2420120
Bertram L. Scott Director 1 Jul 2003 Other 4698925
Frances Nolan Director 1 Jul 2003 Other 1719590
Bertram Lee Scott Director 1 Jul 2003 Other 4698925
Frances Nmn Nolan Director 1 Jul 2003 Other 1719590
Robert Wayne Mason Director president, ceo & coo 1 Oct 2003 Other 4540758
Erwin W. Martens Director 1 Oct 2003 Other 4676470
Elizabeth Ann Monrad Director 1 Oct 2003 Other 3212249
Dermont Joseph Obrien Director 1 Oct 2003 Other 2061046
Erwin Wayne Martens Director 1 Oct 2003 Other 4676470
Dermot Joseph O'brien Director 1 Oct 2003 Other 2061046
Joseph Maurice Krutzsch Senior counsel and secretary 1 Apr 2004 Other 3244183
Douglas Edward Chittenden Director president, ceo & coo 1 Sep 2004 Other 1719218
Ronald Lee Downs Compliance officer 1 Sep 2004 Other 4859731
Jeffrey Adams Stuerman Director, president, ceo and coo 1 Mar 2005 Other 1123276
Claude C. Lilly Director 1 Dec 2005 Other 5087581
Michael Bruce Kahn Managing director - institutional trust 1 Mar 2006 Other 5212942
Susan Ellen Fitzsimmons Director 1 May 2006 Other 849250
Glenn A. Macfarlane Director 1 May 2006 Other 4378736
Edward Dinnage Vandolsen Director 1 May 2006 Other 1043383
Glenn Andrew Macfarlane Director 1 May 2006 Other 4378736

Indirect Owners

The SEC currently registers 3 indirect owners.

Name Entity Date acquired Ownership Employer ID
Inc. Tiaa Cref Enterprises Shareholder 1 May 1998 75% - 100% 13-3905273
Teachers Insurance And Annuity Association Of America Shareholder 1 May 1998 75% - 100% 13-1624203
Tiaa Board Of Overseers Shareholder 1 May 1998 75% - 100% 13-6110585

Based in St Louis

The principal office where Tiaa Cref Trust Company, Fsb performs its advisory services is located at 211 North Broadway, St Louis, MO 63102 2733, which is also the mailing address of the firm. An additional office of the firm is in New York, NY. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 314-244-5000 or by fax 314-244-5012. The normal business hours are 8:00 am - 5:00 pm on Monday - Friday. You can find more information about the New York firm at tiaa-cref.org.

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