Penn Street Investment Advisors, Inc. (Malvern)

Penn Street Investment Advisors, Inc. is an adviser based in Malvern. It manages $19.13 million of regulatory assets for 2 client accounts. It has been registered with the SEC as an adviser since 2004 and has operated in the jurisdiction of Pennsylvania.

Penn Street Investment Advisors provides portfolio management for investment companies and pension consulting services. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.

Penn Street Investment Advisors: assets under management

The assets under management (AUM) of Penn Street Investment Advisors, Inc. is $19.13 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 59% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $19.13 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $9.56 million each.

Fees & Commissions

The advisory firm has a single stream of revenue. Clients pay Penn Street Investment Advisors, Inc. for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Penn Street Investment Advisors, Inc.

George Michael Mara has been acting as President since 1 Mar 2005. William Raymond Henry joined the executive team most recently as the Treasurer/Director.

Direct owners and executive officers

Name	Entity	Date acquired	Ownership	Employer ID
Inc. Citco Mutual Fund Services	Shareholder	1 Feb 2002	75% - 100%	23-307285
Paul Lawrence Giorgio	Chief financial officer	1 Feb 2002	Other	2904081
John Anthony Lukan	Ceo, director, managing director	1 Dec 2002	Other	3142448
Philip Thomas Masterson	Chief legal officer	1 Oct 2003	Other	3103948
John George Roman	Chief operating officer	1 Feb 2004	Other	867829
Toni Sue Neff	Chief compliance officer	1 Mar 2004	Other	3195764
John Anthony Lukan	Chairman, secretary of board	1 Mar 2005	Other	3142448
John George Roman	President, ceo, director	1 Mar 2005	Other	867829
Rmh Llc	Shareholder	1 Mar 2005	50% - 75%	00-0000000
Citco (Quaker Holdings) Inc.	Shareholder	1 Mar 2005	25% - 50%	13-4045900
George Michael Mara	Director	1 Mar 2005	25% - 50%	1574331
William Raymond Henry	Director	1 Mar 2005	25% - 50%	3161840
Dr. Philip P. Ripepi	Director	1 Mar 2005	25% - 50%	4940579
William Raymond Henry	Treasurer/director	1 Aug 2005	25% - 50%	3161840
Timothy Kevin Biedrzycki	Director	1 Aug 2005	Other	2576147

Indirect Owners

The SEC currently registers 6 indirect owners.

Name	Entity	Date acquired	Ownership	Employer ID
Rotonde Investments	Shareholder	1 Jul 1995	Other	foreign
Foundacion De Famille Sandoz	Shareholder	1 Jul 1995	Other	foreign
Jeffry Howard King	Shareholder	1 May 2001	Other	1570133
Kevin John Mailey	Shareholder	1 May 2001	Other	845463
Ltd. The Citco Group	Shareholder	1 May 2001	50% - 75%	foreign
Jkg Partners	Shareholder	1 Feb 2002	Other	xxx-xx-xxxx

Based in Malvern

The principal office where Penn Street Investment Advisors, Inc. performs its advisory services is located at 83 General Warren Boulevard, Malvern, PA 19355, which is also the mailing address of the firm. The firm also has an office outside of the United States.

You can reach the main office by calling the phone number 610-232-1700 or by fax 610-232-1777. The normal business hours are 9:00 am to 5:00 pm on Monday - Friday.