Kellogg Asset Management, LLC is a large advisory firm based in Green Bay. It manages $1.9 billion of regulatory assets for 7 client accounts. It has been registered with the SEC as an adviser since 2009 and has operated in the jurisdictions of Illinois, Minnesota, and Wisconsin.
Kellogg Asset Management provides portfolio management for individuals and small businesses, portfolio management for pooled investment vehicles, portfolio management for businesses and institutional clients, and selection of third-party mutual funds to build diviersified model portfolios.. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
The assets under management (AUM) of Kellogg Asset Management, LLC is $1.9 billion, all of which is managed in discretionary accounts. The firm's AUM has grown by 36% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The advisory firm has a single stream of revenue. Clients pay Kellogg Asset Management, LLC for their services and products based on a percentage of assets under management. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
The only and largest group of clients of Kellogg Asset Management is pooled investment vehicles with 1 clients and $955.75 million of assets under management. Among the 9 most similar advisory firms, Kellogg Asset Management has the 3rd lowest percentage of pooled investment vehicles out of all clients.
The amount of regulatory assets under management is $955.75 million for 1 clients. None of the firm’s clients are foreign persons or businesses.
Kellogg Asset Management doesn't advise any private funds.
The company employs 14 people that are either part- or full-time employees. 100 percent of the employees work as investment advisers or researchers. 14 employees are registered as investment adviser representatives with the state securities authorities.
There are 3 people with the role of looking for and bringing in new clients on behalf of the firm. The firm doesn’t compensate employees in addition to the salary for bringing in new clients. Employees don’t receive compensation from other entities for client referrals.
The principal office where Kellogg Asset Management, LLC performs its advisory services is located at 200 North Adams Street, Green Bay, WI 54301, which is also the mailing address of the firm. An additional office of the firm is in Madison, WI. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number 800-236-0082 or by fax 920-433-3140. The normal business hours are 8 a.m. - 5 p.m. cst on Monday - Friday.