Capital Allocation & Management Inc (Greenwood Village)


Capital Allocation & Management Inc is a large advisory firm based in Greenwood Village. It manages $444.3 million of regulatory assets for 2,339 client accounts. It has been registered with the SEC as an adviser since 2001 and has operated in the jurisdictions of California, Colorado, Florida, and 8 other states.

Capital Allocation & Management provides financial planning services, portfolio management for individuals and small businesses, portfolio management for businesses and institutional clients, and pension consulting services. It prepares financial plans for less than 10 clients. On top of advisory services, the firm doesn't engage in other business activities.

Capital Allocation & Management: assets under management

The assets under management (AUM) of Capital Allocation & Management Inc is $444.3 million, all of which is managed in discretionary accounts. The firm's AUM has grown by 289% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.

The firm manages $444.3 million in discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $189.95 thousand each.

Fees & Commissions

The advisory firm has several streams of revenue. Clients pay Capital Allocation & Management Inc for their services and products based on a percentage of assets under management and hourly charges. Hourly charges are usually charged for consulting work and special projects. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.

Careers at Capital Allocation & Management Inc

Herman Nelson Boykin has been acting as President since 1 Dec 1987. Lloyd (None) Roberts joined the executive team most recently as the Director.

Direct owners and executive officers


Name Entity Date acquired Ownership Employer ID
Herman Nelson Boykin President 1 Dec 1987 50% - 75% 1221604
John A. Newcomer Shareholder 1 Mar 1994 Other 4348192
Ronald Lee Boatright Ceo 1 Jun 1999 Other 2699542
Robert Tredwell Kennedy Chief investment strategist 1 Oct 1999 Other 1528268
Lloyd (None) Roberts Director 1 Jan 2000 Other 4348188

Based in Greenwood Village

The principal office where Capital Allocation & Management Inc performs its advisory services is located at 5445 Dtc Parkway, Greenwood Village, CO 80111, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.

You can reach the main office by calling the phone number 303.796.8400 or by fax 303.721.7633. The normal business hours are 8:00 am to 5:00 pm on Monday - Friday.